Junior Compliance Officer
Are you looking to develop your compliance career? At Crystal Specialist Finance, we’re seeking a capable and enthusiastic individual who is keen to get involved in day-to-day mortgage compliance and be responsible for completing Regulated File Reviews and oversight activities. We need an individual with curiosity and the ability to roll up their sleeves. This is your chance to play a pivotal role in improving customer outcomes at a company that’s shaping the future of specialist lending – where your expertise, judgement and values can make a real difference.
Become a Junior Compliance Officer at Crystal Specialist Finance
Protect clients, strengthen standards and support continued growth.
Are you looking to develop your compliance career? At Crystal Specialist Finance, we’re seeking a capable and enthusiastic individual who is keen to get involved in day-to-day mortgage compliance and be responsible for completing Regulated File Reviews and oversight activities. We need an individual with curiosity and the ability to roll up their sleeves. This is your chance to play a pivotal role in improving customer outcomes at a company that’s shaping the future of specialist lending – where your expertise, judgement and values can make a real difference.
Why Crystal?
At Crystal Specialist Finance, we believe in empowering our people to deliver outstanding results. Our culture is built on trust, collaboration, and a relentless commitment to doing the right thing for our customers, partners and each other.
Values-Driven: We act with integrity, diligence, and always put customer outcomes first.
Supportive Environment: You’ll be surrounded by experienced professionals who are invested in your growth and success.
Vibrant Team: Join a collaborative, energetic team where your ideas and contributions are valued.
Continuous Development: We invest in your growth, keeping you at the cutting edge of industry best practice.
The Role: Junior Compliance Officer
As a Junior Compliance Officer, you'll play a key role in reviewing regulated mortgage files to help ensure compliance, improve the customer journey, and support advisers to deliver compliant, customer-first outcomes. You'll work closely with teams across the business, providing clear, constructive feedback and help guide cases through our compliance framework with accuracy, consistency and care.
What you’ll do:
Conduct thorough review of mortgage applications and files, ensuring all necessary documentation and checks are in place to meet FCA regulations.
Ensure that the mortgage advice provided and associated record keeping, complies with regulations, internal policies and industry standards.
Identify potential compliance issues, poor customer outcomes or areas of risk.
Plan and facilitate targeted actionable feedback on compliance related matters to improve individual and team performance.
Support day to day compliance activities including delivery of the Monitoring Plan.
Develop and maintain high-trust relationships that reinforce a culture of quality and accountability.
Develop and maintain up-to-date knowledge of mortgage regulations and industry changes.
What We’re Looking For
At least 12 months experience in similar mortgage quality control/mortgage compliance role.
CeMap or Equivalent Qualification (Highly Desirable).
Must have adequate knowledge of FCA regulations (MCOB and Consumer Duty).
Excellent attention to detail and strong organisational skills.
Ability to manage workload and approval workflows, independently and within a team.
Must have excellent interpersonal and communication skills with the ability to influence at all levels.
Knowledge of mortgage systems and software is a plus.
Why This Role Matters
As a Junior Compliance Officer at Crystal, you’ll protect customer outcomes and strengthen compliance standards across the business. You’ll join a supportive team that invests in your development and values the contribution you make to our continued success.
Ready to Make an Impact?
If you’re looking for a role where your skills are valued, your growth is supported, and your work truly matters – Crystal Specialist Finance is the place for you.
Apply today and help us improve the customer journey.